RONALD DEAN BARTON is currently employed as a Broker and/or Investment Adviser at NATIONS FINANCIAL GROUP, INC. located at 10524 W. BUSINESS PARK LANE, BOISE, ID, 83709.
RONALD DEAN BARTON has worked at NATIONS FINANCIAL GROUP, INC. since January 04, 2007
Disclosure History
RONALD DEAN BARTON has 1 Disclosure Event(s).
Date: April 18, 2016 Category: Customer Dispute Allegations: CIVIL CLAIM FILED BY [THIRD PARTY] PRIVATE ACTION TRUST WITH REGARD TO [THIRD PARTY] PRODUCTS SOLD FROM 1999 TO 2007. CLAIMING MISREPRESENTATION, BREACH OF CONTRACT, NEGLIGENCE, COMMON LAW FRAUD AND BREACH OF FIDUCIARY DUTY. NO DOLLAR AMOUNT LISTED IN THE CLAIM. ACTIVITY OCCURRED AT PRIOR FIRM. COMPLAINT FILED BY [CUSTOMER] ACTING AS TRUSTEE FOR [THIRD PARTY] WHICH REPRESENTS CLIENTS: [THIRD PARTY], [THIRD PARTY], [THIRD PARTY], [THIRD PARTY], [THIRD PARTY]. Damage Amount Requested: $901,633.57 Settlement Amount: $82,500.00 Broker Comment: CASE DOCKET 1:12-CV-00828 - ON 09/25/13, THE DELAWARE COURT DISMISSED PLAINTIFF'S 10(B) AND RULE 10B-5 CLAIMS AGAINST DEFENDANTS. ON 02/07/14 PLAINTIFF FILED AMENDED COMPLAINT. ON 09/25/14 THE DELAWARE COURT TRANSFERRED TO US DISTRICT COURT IN IDAHO. ON 02/06/15, THE IDAHO COURT DECLINED TO EXERCISE JURISDICTION OVER PLANTIFF'S STATE LAW CLAIMS AND DISMISSED WITHOUT PREJUDICE. ON 3/9/15, PLAINTIFF FILED COMPLAINT AND DEMAND FOR JURY TRIAL IN US DIST CT IN IDAHO. CASE NO. 1:15-CV-80-EJL. On 12-4-15, Case No. 1:15-CV-80-EJL was Stayed pending Arbitration. Claimants then moved the issue to arbitration case no. 16-00971. The civil case is technically still pending until arbitration is done. 12-24-16 - settlement agreement signed. Rep denies and will continue to deny claims however to avoid the time, expense, and risk of further litigation the parties settled their claims.//Updating DRP to reflect settlement of arbitration which also closes the stayed civil case.
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