RONALD MICHAEL BEEKMAN is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 80 RT 4 EAST, STE 140, PARAMUS, NJ, 07652-2620.
RONALD MICHAEL BEEKMAN has worked at AMERIPRISE FINANCIAL SERVICES, INC. since July 23, 1996
RONALD MICHAEL BEEKMAN has 3 Disclosure Event(s).
Date: June 03, 2016 Category: Customer Dispute Allegations: The client alleged the terms of the two variable annuities purchased in August 2014 were misrepresented. Damage Amount Requested: $53,057.76
Date: January 17, 2012 Category: Customer Dispute Allegations: CLAIMANT ALLEGES RESPONDENT'S REGISTERED REPRESENTATIVE MADE UNSUITABLE RECOMMENDATIONS TO PURCHASE REIT INVESTMENTS: INLAND WESTERN, INLAND AMERICAN, AND BEHRINGER HARVARD OPPORTUNITY. CLAIMANT FURTHER ALLEGES THAT, WHEN QUESTIONED ABOUT THE LIQUIDITY OF THE INVESTMENTS, HER ADVISOR ASSURED HER THAT SHE COULD WITHDRAW HER MONEY AFTER 3-4 YEARS WITH LITTLE, IF ANY, REDUCTION IN PRINCIPAL. CLAIMANT ALLEGES NEGLIGENCE AND BREACH OF FIDUCIARY DUTY AND REQUESTS COMPENSATORY DAMAGES OF $120,000. Damage Amount Requested: $120,000.00 Settlement Amount: $7,500.00 Broker Comment: AMERIPRISE CHOSE TO SETTLE THIS MATTER TO AVOID THE COSTS ASSOCIATED WITH FINRA ARBITRATION.
Date: August 08, 2003 Category: Customer Dispute Allegations: THE CLIENT ALLEGED, IN SEPTEMBER 2000, I RECOMMENDED UNSUITABLE INVESTMENT CHANGES AND DID NOT DISLCOSE RELATED PENALTIES AND FEES. Damage Amount Requested: $73,282.38 Broker Comment: THE FIRM FOUND THAT THE CLIENT RECEIVED FULL DISCLOSURE AND THE INVESTMENT CHANGES ALIGNED WITH THE CLIENT'S STATED INVESTMENT GOALS, OBJECTIVES AND RISK TOLERANCE.
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