RONALD MICHAEL CHAPOTON is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 2002 20TH STREET, SUITE A 102, KENNER, LA, 70062.
RONALD MICHAEL CHAPOTON has worked at MML INVESTORS SERVICES, LLC since March 25, 2017
Disclosure History
RONALD MICHAEL CHAPOTON has 2 Disclosure Event(s).
Date: May 01, 1991 Category: Regulatory
Date: June 20, 1989 Category: Customer Dispute Allegations: ALLEGATIONS - FALSE & FRAUDULENTREPRESENTATIONS Settlement Amount: $67,027.10 Broker Comment: MONY SECURITIES SETTLED BY LIQUIDATINNG THECLIENTS ACCOUNTS FOR $170,422.90 AND PROVIDING AN ADDITIONAL$67,027.10, $25,000 OF WHICH WAS REIMBURSED BY THE E&O CARRIER.MONY SECURITIES REVIEW OF THIS CASE FOUND NOMISREPRESENTATION OR MISHANDLING OF THE INVESTMENTS. ACTION BYTHE REPRESENTATIVE WAS CONSISTENT WITH THE CLIENTS OBJECTIVESAND THE INVESTMENTS WERE SUITABLE FOR HER SITUATION. MONYSECURITIES ADVISED THE REPRESENTATIVE THAT BECAUSE OF THE TIME& MONEY INVOLVED, THEY BELIEVED IT WAS IN THE BEST INTEREST OFMONY AND THE REPRESENTATIVE TO SETTLE.
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