RONALD DUANE COATE is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 2949 E COPPER POINT DR STE 100, SUITE 100, MERIDIAN, ID, 83642.
RONALD DUANE COATE has worked at SECURITIES AMERICA, INC. since May 15, 2008
Disclosure History
RONALD DUANE COATE has 1 Disclosure Event(s).
Date: September 04, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT REPRESENTATIVE MISMANAGED ACCOUNT, RESULTING IN LOSSES TO RETIREMENT ASSETS. Damage Amount Requested: $36,679.00 Broker Comment: FIRM IS CLOSING FILE ON THIS COMPLAINT. COMPLAINT WAS DENIED BASED ON SIGNED SUITABILITY DOCUMENTATION AND SIGNED ASSET MANAGEMENT PAPERWORK WHICH CLEARLY DEFINE THE THIRD-PARTY MANAGED STRUCTURE. DAMAGE CLAIM EQUALS LOSS OF 5% OF TOTAL ACCOUNT VALUE, REPRESENTING $17,918 IN PRINCIPAL AND $18,761 IN GAIN. NEITHER FIRM NOR REPRESENTATIVE HAS RECEIVED ANY FURTHER COMMUNICATION FROM CLIENT.
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