RONALD IRWIN GREENE is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 9500 S Dadeland Blvd Ste 801, Miami, FL, 33156.
RONALD IRWIN GREENE has worked at AMERIPRISE FINANCIAL SERVICES, INC. since August 14, 2015
Disclosure History
RONALD IRWIN GREENE has 2 Disclosure Event(s).
Date: February 06, 1996 Category: Employment Separation After Allegations Firm Name: SALOMON SMITH BARNEY INC. Termination Type: Permitted to Resign Allegations: IT WAS ALLEGED THAT I TRANSACTED BUSINESS IN A STATE WHERE I WAS NOT PROPERLY REGISTERED. Broker Comment: AFTER CONSULTING WITH MY REGISTRATION DEPARTMENT, I OPENED A JOINT ACCOUNT. THE CLIENT'S MOSTLY UNSOLICITED TRANSACTIONS WERE MOSTLY UNSUCCESSFUL AND THEY WERE LOSING MONEY. THEY THEN WROTE A LETTER TO MY BRANCH ALLEGING THAT I WAS NOT PROPERLY REGISTERED. MY RESPONSE WAS THAT I EXACTLY FOLLOWED SMITH BARNEY'S INSTRUCTIONS. THE CLIENT, HOWEVER, WAS MADE WHOLE BY ME AND IT RESULTED IN MY MUTUAL RESIGNATION WITH THE FIRM. THE RESIGNATION WAS WITHOUT CAUSE. I SUCCESSFULLY SUED SMITH BARNEY FOR WHAT HAPPENED AND WAS AWARDED BACK ALL THE MONEY IN QUESTION.
Date: February 01, 1996 Category: Customer Dispute Allegations: ALLEGED, THAT I WAS NOT PROPERLY REGISTEREDIN COLORADO. $13,500 Damage Amount Requested: $13,500.00 Settlement Amount: $13,777.00 Broker Comment: CLIENT WAS CREDITED $13,500 & I WAS CHARGEDAFTER CONSULTING WITH SMITH BARNEYS REGISTRATIONDEPT., I OPENED A JOINT ACCOUNT USING THE FLORIDA ADDRESS ASPRIMARY & CO ADDRESS AS SECONDARY & WAS THEN TOLD THIS IS NOT CORRECT.
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