RONALD CHARLES HART

RONALD CHARLES HART is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 3280 PEACHTREE ROAD, NE, SUITE 1700, ATLANTA, GA, 30305.

RONALD CHARLES HART has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

RONALD CHARLES HART has 2 Disclosure Event(s).

Date: September 02, 2008
Category: Customer Dispute
Allegations: COMPLAINT ABOUT AUCTION RATE SECURITIES THAT ALLEGED MISREPRESENTATION. DAMAGES UNSPECIFIED.
Broker Comment: CLAIM DENIED.

Date: September 06, 1994
Category: Customer Dispute
Allegations: CLIENT ALLGED UNSUITABILITY AND INADEQUATEDISCLOSURE. DAMAGES WERE NOT SPECIFIED.
Damage Amount Requested: $295,000.00
Settlement Amount: $295,000.00
Broker Comment: SETTLEMENT IN THE AMOUNT OF $295,000. I WAS NOTASKED TO CONTRIBUTE.A PROFESSIONAL INVESTOR CAME TO NY ASKING AN OLDFRIEND FOR COVERAGE AT FIRST BOSTON THE HEAD OF INSTITUTIONALSALES SUGGESTED ME. I SHOWED IDEAS TO [CUSTOMER] FOR 3 MONTHS BEFORE HE BOUGHT THE FIRST TRADE, AFANNIE MAE CANADIAN FX BOND. IT WENT DOWN IN VALUE LATER ANDHE COMPLAINED. CS FIRST BOSTON PAID HIM SOME MONEY AND THEYNEVER SAID I SOLD IT INCORRECTLY OR BLAMED ME AT ALL. I WASNOT ASKED TO, NOR EVER HAVE, CONTRIBUTED TO DAMAGES/SETTLEMENT.THE MATTER HAS LONG SINCE BEEN CLOSED.

More Information

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