RONALD ROY HILL is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 15 Abbot St, ANDOVER, MA, 01810.
RONALD ROY HILL has worked at MML INVESTORS SERVICES, LLC since March 25, 2017
Disclosure History
RONALD ROY HILL has 2 Disclosure Event(s).
Date: October 01, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT IN LATE APRIL/EARLY MAY 2010 THE REPRESENTATIVE MISREPRESENTED THE MARKET FLUCTUATION WITHIN HER MUTUAL FUNDS WITH CURRENT GLOBAL ECONOMIC EVENTS. CUSTOMER HAS ALLEGED DAMAGES AS NOTED BELOW. Damage Amount Requested: $9,000.00
Date: November 18, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT THE REPRESENTATIVE MADE AN UNTRUE STATEMENT OF MATERIAL FACT IN THAT HE INFORMED THE CLIENT THAT THE ONLY PREMIUMS HE WOULD EVER HAVE TO PAY WERE THE ANNUAL PAYMENTS IN THE INITIAL AMOUNTS. THE CLIENT STATES THAT IT WAS NEVER EXPLAINED ADDITIONAL PREMIUMS COULD BE DUE TO KEEP THE POLICY FROM LAPSING. Damage Amount Requested: $27,530.00 Settlement Amount: $6,041.00 Broker Comment: CLIENT'S COMPLAINT WAS THOROUGHLY INVESTIGATTED. A DETERMINATION WAS MADE THAT THE REPRESENTATIVE PROVIDED THE APPROPRIATE INFORMATION TO THE CLIENT. HOWEVER, IN THE INTEREST OF GOOD FAITH, CLIENT'S ATTORNEY FEES OF $6041.00 WERE REFUNDED.
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