RONALD ELMER HOAK is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 260 W. EXCHANGE ST SUITE 203, PROVIDENCE, RI, 02903.
RONALD ELMER HOAK has worked at MML INVESTORS SERVICES, LLC since March 25, 2017
Disclosure History
RONALD ELMER HOAK has 2 Disclosure Event(s).
Date: May 12, 2015 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THE ADVISOR MISREPRESENTED THE VARIABLE ANNUITY PURCHASED IN JULY 2014. CUSTOMER HAS ALLEGED DAMAGES FOR THE WAIVER OF SURRENDER PENALTY AS NOTED BELOW. Damage Amount Requested: $6,330.00
Date: August 27, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE'S RECOMMEDATION TO PLACE ALL FUNDS IN A VARIABLE ANNUITY, PURCHASED IN MARCH 2010 WAS NOT APPROPRIATE. CUSTOMER HAS ALLEGED DAMAGES FOR THE RETURN OF ALL FUNDS LESS WITHDRAWALS. Settlement Amount: $50,000.00
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