RONALD EDWARD JOLLEY is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 3723 BIRCH ST.-STE 9-A, NEWPORT BEACH, CA, 92660.
RONALD EDWARD JOLLEY has worked at SAGEPOINT FINANCIAL, INC. since October 31, 2005
Disclosure History
RONALD EDWARD JOLLEY has 2 Disclosure Event(s).
Date: January 27, 1995 Category: Customer Dispute Allegations: ALLEGED FRAUD AND MISREPRESENTATION WITHDAMAGES OF $217,000 Damage Amount Requested: $217,000.00 Broker Comment: MEDIATION ON 2/29/96. I WAS FOUND TO BECOMPLETELEY INNOCENT OF ALL CHARGES AND THE COMPLAINT AGAINSTME WA WITHDRAWNNot Provided
Date: May 19, 1994 Category: Customer Dispute Allegations: FRAUD, MISREPRESENTAITON, SUITABILITY DAMAGESCLAIMED WERE $753,300 Damage Amount Requested: $753,000.00 Settlement Amount: $90,000.00 Broker Comment: CASE WAS SETTLED IN MEDIATION. SUNAMERICASECURITEIS MADE A PAYMENT OF $90,000. A PORTION OF TAHT SUM,UP TO $45,000, WILL BE REIMBURSED TO SUNAMERICA BY ME.Not Provided
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