RONALD ALLEN KERHER is currently employed as a Broker and/or Investment Adviser at CAPITAL FINANCIAL SERVICES, INC. located at 2101 W 41ST ST SUITE 112, SIOUX FALLS, SD, 57105.
RONALD ALLEN KERHER has worked at CAPITAL FINANCIAL SERVICES, INC. since May 14, 2010
Disclosure History
RONALD ALLEN KERHER has 4 Disclosure Event(s).
Date: September 06, 2011 Category: Customer Dispute Allegations: ALLEGED BREACH OF FIDUCIARY DUTY 6/13/07 TO 10/21/08 Damage Amount Requested: $75,000.00 Damages Granted: $220,556.07
Date: April 28, 2011 Category: Financial Type: Bankruptcy Disposition: Direct Payment Procedure
Date: December 03, 2009 Category: Customer Dispute Allegations: CLAIMANTS CLAIM UNSUITABLE INVESTMENTS AND LACK OF SUPERVISION ON INVESTMENTS PURCHASED. MEDICAL CAPITAL, PROVIDENT SHALE ROYALTIES AND RIDGEWOOD ENERGY. Damage Amount Requested: $485,000.00 Damages Granted: $299,400.00 09-06559
Date: December 13, 2005 Category: Customer Dispute Allegations: POA FOR PARENTS ALLEGES THAT ANNUITY AND INSURANCE PURCHASED IN 2000 WERE UNSUITABLE, DOLLAR AMOUNT NOT SPECIFIED. GOOD FAITH DETERMINATION GREATER THAN $5,000.00. Damage Amount Requested: $15,000.00
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