RONALD CLAGGETT KNOWLES is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 936 VATICAN DRIVE, LAKE CHARLES, LA, 70611.
RONALD CLAGGETT KNOWLES has worked at CENTAURUS FINANCIAL, INC. since January 30, 2015
Disclosure History
RONALD CLAGGETT KNOWLES has 2 Disclosure Event(s).
Date: April 13, 2017 Category: Customer Dispute Allegations: CLIENT ATTORNEY ALLEGES BREACH OF FIDUCIARY DUTY, UNSUITABLITY AND MISREPRESENTATION. Damage Amount Requested: $17,000.00 Settlement Amount: $13,500.00 Broker Comment: THE REGISTERED REPRESENTATIVE VEHEMENTLY DENIES ANY WRONGDOING AND INTENDS TO VIGOROUSLY DEFEND THIS MATTER TO THE FULLEST EXTENT.
Date: May 23, 2011 Category: Customer Dispute Allegations: CUSTOMER ALLEGES SALE OF VARIABLE ANNUITIES WERE UNSUITABLE BASED ON HER FINANCIAL CIRMCUMSTANCES AND NEEDS. Damage Amount Requested: $150,000.00 Settlement Amount: $60,000.00
More Information
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