RONALD DEAN LANDERGOTT is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 15750 WEST DODGE ROAD, FIRST WESTROADS BANK BUILDING, SUITE 302, OMAHA, NE, 68118.
RONALD DEAN LANDERGOTT has worked at PRUCO SECURITIES, LLC. since February 13, 1982
Disclosure History
RONALD DEAN LANDERGOTT has 2 Disclosure Event(s).
Date: April 10, 2003 Category: Customer Dispute Allegations: REGARDING THE 1993 PURCHASE OF A VARIABLE APPRECIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING FAILURE TO DISCLOSE POLICY CHARGES. THE CLIENT ALSO ALLEGED "RON REPEATEDLY POINTED OUT TO US THAT IN APPROXIMATELY 9 YEARS THE ACCUMULATED CONTRACT FUNDS WOULD BE SUFFICIENT TO PAY THE POLICY PREMIUMS AND THE CASH VALUE OF THE POLICY WOULD CONTINUE TO GROW". THE INSURED DID NOT ALLEGE ANY SPECIFIED DAMAGES HOWEVER, THE COMPANY'S GOOD FAITH DETERMINATION ESTIMATED THEM TO BE APPROXIMATELY $20,879.57. Damage Amount Requested: $20,879.57 Broker Comment: THIS IS A CORRECTION TO THE PREVIOUS FILING. THE CORRECT COMPANY RECEIVE DATE SHOULD HAVE BEEN 4/10/2003 AND NOT 4/23/2002.
Date: April 23, 2002 Category: Customer Dispute Allegations: REGARDING THE 1993 PURCHASE OF A VARIABLE APPREIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING FAILURE TO DISCLOSE POLICY CHARGES. THE CLIENT ALSO ALLEGED "RON REPEATEDLY POINTED OUT TO US THAT IN APPROXIMATELY 9 YEARS THE ACCUMULATED CONTRACT FUNDS WOULD BE SUFFICIENT TO PAY THE POLICY PREMIUMS AND THE CAH VALUE OF THE POLICIES WOULD CONTINUE TO GROW". THE INSURED DID NOT ALLEGE ANY SPECIFIC DAMAGES, HOWEVER THE COMPANY'S GOOD FAITH DETERMINATION ESTIMATES THEM TO BE APPROXIMATELY $12,358.01. Damage Amount Requested: $12,358.01 Broker Comment: THIS CONCERNS A POLICY INCLUDED IN THE CLASS OF POLICIES THAT WAS THE SUBJECT OF A NATIONWIDE CLASS ACTION SETTLEMENT IN WHICH THE COMPANY WAS RELEASED CONCERNING LIFE INSURANCE SALES PRACTICES. THE POLICYHOLDER DID NOT MAKE A TIMELY CLAIM IN THE CLASS ACTION SETTLEMENT REMEDIATION PLAN. THIS INQUIRY WAS RECEIVED ON A QUESTIONNAIRE FORM SUPPLIED TO THE POLICYHOLDER BY THE COMPANY. THE COMPANY IS REVIEWING THIS INQUIRY WITHOUT WAIVER OF THE COMPANY'S RIGHTS UNDER THE CLASS ACTION SETTLEMENT AND RELEASE. THE COMPANY WILL FILE AN AMENDMENT TO DISCLOSE THE OUTCOME. THE COMPANY BY THIS FILING MAKES NO FINDINGS REGARDING THE ACTIONS OF THE REPRESENTATIVE.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for RONALD DEAN LANDERGOTT, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.