RONALD DEAN LANDERGOTT is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 15750 WEST DODGE ROAD, FIRST WESTROADS BANK BUILDING, SUITE 302, OMAHA, NE, 68118.
RONALD DEAN LANDERGOTT has worked at PRUCO SECURITIES, LLC. since February 13, 1982
RONALD DEAN LANDERGOTT has 2 Disclosure Event(s).
Date: April 10, 2003 Category: Customer Dispute Allegations: REGARDING THE 1993 PURCHASE OF A VARIABLE APPRECIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING FAILURE TO DISCLOSE POLICY CHARGES. THE CLIENT ALSO ALLEGED "RON REPEATEDLY POINTED OUT TO US THAT IN APPROXIMATELY 9 YEARS THE ACCUMULATED CONTRACT FUNDS WOULD BE SUFFICIENT TO PAY THE POLICY PREMIUMS AND THE CASH VALUE OF THE POLICY WOULD CONTINUE TO GROW". THE INSURED DID NOT ALLEGE ANY SPECIFIED DAMAGES HOWEVER, THE COMPANY'S GOOD FAITH DETERMINATION ESTIMATED THEM TO BE APPROXIMATELY $20,879.57. Damage Amount Requested: $20,879.57 Broker Comment: THIS IS A CORRECTION TO THE PREVIOUS FILING. THE CORRECT COMPANY RECEIVE DATE SHOULD HAVE BEEN 4/10/2003 AND NOT 4/23/2002.
Date: April 23, 2002 Category: Customer Dispute Allegations: REGARDING THE 1993 PURCHASE OF A VARIABLE APPREIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING FAILURE TO DISCLOSE POLICY CHARGES. THE CLIENT ALSO ALLEGED "RON REPEATEDLY POINTED OUT TO US THAT IN APPROXIMATELY 9 YEARS THE ACCUMULATED CONTRACT FUNDS WOULD BE SUFFICIENT TO PAY THE POLICY PREMIUMS AND THE CAH VALUE OF THE POLICIES WOULD CONTINUE TO GROW". THE INSURED DID NOT ALLEGE ANY SPECIFIC DAMAGES, HOWEVER THE COMPANY'S GOOD FAITH DETERMINATION ESTIMATES THEM TO BE APPROXIMATELY $12,358.01. Damage Amount Requested: $12,358.01 Broker Comment: THIS CONCERNS A POLICY INCLUDED IN THE CLASS OF POLICIES THAT WAS THE SUBJECT OF A NATIONWIDE CLASS ACTION SETTLEMENT IN WHICH THE COMPANY WAS RELEASED CONCERNING LIFE INSURANCE SALES PRACTICES. THE POLICYHOLDER DID NOT MAKE A TIMELY CLAIM IN THE CLASS ACTION SETTLEMENT REMEDIATION PLAN. THIS INQUIRY WAS RECEIVED ON A QUESTIONNAIRE FORM SUPPLIED TO THE POLICYHOLDER BY THE COMPANY. THE COMPANY IS REVIEWING THIS INQUIRY WITHOUT WAIVER OF THE COMPANY'S RIGHTS UNDER THE CLASS ACTION SETTLEMENT AND RELEASE. THE COMPANY WILL FILE AN AMENDMENT TO DISCLOSE THE OUTCOME. THE COMPANY BY THIS FILING MAKES NO FINDINGS REGARDING THE ACTIONS OF THE REPRESENTATIVE.
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