RONALD MILTON LAZAR

RONALD MILTON LAZAR is currently employed as a Broker and/or Investment Adviser at AEGIS CAPITAL CORP. located at 810 7TH AVENUE, 18TH FLOOR, NEW YORK, NY, 10019.

RONALD MILTON LAZAR has worked at AEGIS CAPITAL CORP. since October 19, 2012

Disclosure History

RONALD MILTON LAZAR has 1 Disclosure Event(s).

Date: July 08, 1994
Category: Regulatory
Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC.
Resolution: Consent SanctionDetails:
Sanctions: Censure
Broker Comment: WHILE I WAS AWARE OF THE INTERPRETATITON, I WASNOT AWARE OF MY CUSTOMER'S OTHER BUSINESS ACTIVITY WHICH CAUSEDHIM TO BE A RESTRICTED PERSON UNDER THE INTERPRETATION.

More Information

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