RONALD MCARDLE

RONALD MCARDLE is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 505 MAIN STREET, PRESQUE ISLE, ME, 04769.

RONALD MCARDLE has worked at SIGNATOR INVESTORS, INC. since February 16, 2017

Disclosure History

RONALD MCARDLE has 2 Disclosure Event(s).

Date: March 17, 2009
Category: Customer Dispute
Allegations: CLIENTS ALLEGE THAT THE REGISTERED REPRESENTATIVE MISREPRESENTED THE FEATURES OF THE VARIABLE ANNUITY PRODUCT SOLD ON DECEMBER 8, 2006.
Damage Amount Requested: $59,368.25
Settlement Amount: $38,052.24

Date: January 09, 2003
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED UNSUITABLE INVESTMENT PURCHASED FOR ACCOUNT AND SUBSEQUENT CONVERSATIONS MISREPRESENTED PERFORMANCE.
Damage Amount Requested: $10,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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