RONALD NYLE MEEKER

RONALD NYLE MEEKER is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 5101 S NEVADA AVENUE, SUITE 200, SIOUX FALLS, SD, 57108.

RONALD NYLE MEEKER has worked at NYLIFE SECURITIES LLC since February 02, 1990

Disclosure History

RONALD NYLE MEEKER has 1 Disclosure Event(s).

Date: May 15, 2008
Category: Customer Dispute
Allegations: WITH REGARD TO THE PURCHASES OF MUTUAL FUND ACCOUNTS IN OR AROUND JUNE OF 1999, THE CUSTOMER ALLEGES THAT THE RR FAILED TO FOLLOW INSTRUCTIONS TO SELL HER MUTUAL FUNDS AND QUESTIONED THE ACCOUNT CHARGES AND FEES.
Settlement Amount: $5,241.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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