RONALD ANDREW MURAD is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 500 LEE ST STE 1200, LAIDLEY TOWER, CHARLESTON, WV, 25301.
RONALD ANDREW MURAD has worked at WELLS FARGO CLEARING SERVICES, LLC since February 28, 2018
Disclosure History
RONALD ANDREW MURAD has 2 Disclosure Event(s).
Date: May 30, 2012 Category: Customer Dispute Allegations: CUSTOMER SUBMITTED A COMPLAINT TO THE SECURITIES DIVISION OF THE WEST VIRGINIA OFFICE OF THE STATE AUDITOR ALLEGING THAT CERTAIN SECURITIES HELD IN CUSTOMER'S ACCOUNT WITH BROKER'S FORMER EMPLOYER WERE UNSUITABLE, AND THAT HE WAS GUARANTEED A 9% RETURN ON HIS INVESTMENTS. Damage Amount Requested: $178,952.00
Date: December 04, 2000 Category: Customer Dispute Allegations: THE CLIENT ALLEGED FAILURE TO FOLLOW INSTRUCTIONS WITH REGARD TO HIS REQUEST TO CHANGE FROM AN AGGRESSIVE STYLE PORTFOLIO TO A MORE CONSERVATIVE STYLE PORTFOLIO. DECEMBER 1999 THROUGH NOVEMBER 2000. Damage Amount Requested: $32,500.00 Settlement Amount: $32,500.00 Broker Comment: [BROKER DEALER CONTACT PERSON](312) 648-3035
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