RONALD WILLIAM MURPHY

RONALD WILLIAM MURPHY is currently employed as a Broker and/or Investment Adviser at THE STRATEGIC FINANCIAL ALLIANCE, INC. located at 100 TAMAL PLAZA, 110, CORTE MADERA, CA, 94925.

RONALD WILLIAM MURPHY has worked at THE STRATEGIC FINANCIAL ALLIANCE, INC. since October 31, 2003

Disclosure History

RONALD WILLIAM MURPHY has 1 Disclosure Event(s).

Date: June 12, 2013
Category: Customer Dispute
Allegations: THE CLIENTS ALLEGE THAT THE REPRESENTATIVE MADE A SERIES OF UNSUITABLE INVESTMENT RECOMMENDATIONS TO CONCENTRATE A SIGNIFICANT PORTION OF THEIR NET WORTH INTO A VARIETY OF ALTERNATIVE INVESTMENTS.
Settlement Amount: $10,000.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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