RONALD W PETERSEN is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 353 N 4TH AVE, STE 101, POCATELLO, ID, 83201.
RONALD W PETERSEN has worked at AMERIPRISE FINANCIAL SERVICES, INC. since May 05, 1987
Disclosure History
RONALD W PETERSEN has 1 Disclosure Event(s).
Date: November 21, 2002 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGED HER INVESTMENT IN TWO TECHNOLOGY MUTUAL FUNDS WAS NOT CONSISTENT WITH HER RISK TOLERANCE AND WAS NOT SUITABLE. Damage Amount Requested: $5,000.00 Broker Comment: THE FIRM'S REVIEW FOUND THE INVESTMENTS WERE IN LINE WITH THE CLIENT'S STATED GOALS AND OBJECTIVES AND RISK TOLERANCE AT THE TIME OF INVESTMENT. THE CLIENT WAS WILLING TO BE MORE AGGRESSIVE WITH HER RETIREMENT ASSETS TO HELP HER ATTAIN HER GOAL OF EARLY RETIREMENT AT AGE 55.
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