RONALD VINCENT PULLMAN is currently employed as a Broker and/or Investment Adviser at TRUSTMONT FINANCIAL GROUP, INC. located at 1027 CAMPBELLS RUN ROAD, CARNEGIE, PA, 15106.
RONALD VINCENT PULLMAN has worked at TRUSTMONT FINANCIAL GROUP, INC. since April 17, 2009
Disclosure History
RONALD VINCENT PULLMAN has 2 Disclosure Event(s).
Date: March 17, 2009 Category: Employment Separation After Allegations Firm Name: NATIONAL SECURITIES CORPORATION Termination Type: Discharged Allegations: FIRM TERMINATED RR FOR FAILURE TO COMPLY WITH FIRMS POLICIES AND PROCEDURES. Broker Comment: NTL SECURITIES QUESTIONED "LIQUID ASSETS" LISTED ON THE NEW ACCT FORM FOR A CLIENT. A SUPERVISOR CALLED MY OFFICE ASSISTANT AND REQUESTED THE AMT BE CHANGED. THE AMT WAS CHANGED, AS AUTHORIZED BY THE CLIENT. AT NO TIME DID ANYONE FROM NTL SECS. CONTACT ME DIRECTILY IN REGARD TO THIS MATTER.
Date: February 27, 2008 Category: Employment Separation After Allegations Firm Name: HORNOR, TOWNSEND, & KENT, INC Termination Type: Permitted to Resign Allegations: THE FIRM RECEIVED INFORMATION FROM A THIRD PARTY FUND COMPANY SUGGESTING THAT THE REGISTERED REPRESENTATIVE MAY HAVE MADE PHONE CALLS TO THE FUND COMPANY CLAIMING TO BE A DECEASED CLIENT OF THE FUND COMPANY. THE FIRMS EXAMINATION INTO THESE ALLEGATIONS WAS UNABLE TO CONCLUSIVELY CORROBORATE OR REFUTE THE ALLEGATIONS. Broker Comment: MR. PULLMAN DENIES ALL ALLEGATIONS LISTED ABOVE. HE WAS NOT THE ACCOUNT REPRESENTATIVE ON THE ACCOUNT. ACCOUNT OWNER HAS PROVIDED A STATEMENT EXPLAINING THAT MR. PULLMAN HAD NO INVOLVEMENT OF THE ALLEGED MATTER.
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