RONALD MICHAEL REILLY is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 6480 HIGHWAY 224, PARK CITY, UT, 84098.
RONALD MICHAEL REILLY has worked at WELLS FARGO CLEARING SERVICES, LLC since January 03, 2011
Disclosure History
RONALD MICHAEL REILLY has 2 Disclosure Event(s).
Date: December 28, 2009 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE, INTER ALIA, THAT FROM 2006 THROUGH 2009 THE FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENTS IN THEIR ACCOUNTS. Damage Amount Requested: $3,500,000.00 Settlement Amount: $100,000.00 Broker Comment: IN ORDER TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, MORGAN STANLEY & CO., INC. AGREED TO PAY CLAIMANTS $100,000.00 IN FULL AND FINAL SETTLEMENT OF ANY ALL CLAIMS ASSERTED IN THIS ACTION.
Date: June 22, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGED FAILURE TO FOLLOW INSTRUCTIONS CAUSED UNSUITABLE INVESTMENTS TO BE PURCHASED FOR CUSTOMER'S ACCOUNT AND EXCESSIVE TRADING RESULTED. Damage Amount Requested: $1,000,000.00 Settlement Amount: $9,000.00
More Information
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