RONALD RALPH RITROVATO is currently employed as a Broker and/or Investment Adviser at CADARET, GRANT & CO., INC. located at 1995 MORRIS ROAD, SUITE 200, BLUE BELL, PA, 19422.

RONALD RALPH RITROVATO has worked at CADARET, GRANT & CO., INC. since October 28, 1988

Disclosure History

RONALD RALPH RITROVATO has 1 Disclosure Event(s).

Date: July 10, 2017
Category: Customer Dispute
Allegations: [customer] alleges that during the years 2012 through 2014 the representative effected an excessive number of transactions in her fee-based account, all without her authorization, and that those transactions resulted in excessive tax liabilities to her. She also alleges that the representative failed to reduce the fee being charged to her account despite having agreed to do so.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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