RONALD RALPH RITROVATO is currently employed as a Broker and/or Investment Adviser at CADARET, GRANT & CO., INC. located at 1995 MORRIS ROAD, SUITE 200, BLUE BELL, PA, 19422.
RONALD RALPH RITROVATO has worked at CADARET, GRANT & CO., INC. since October 28, 1988
Disclosure History
RONALD RALPH RITROVATO has 1 Disclosure Event(s).
Date: July 10, 2017 Category: Customer Dispute Allegations: [customer] alleges that during the years 2012 through 2014 the representative effected an excessive number of transactions in her fee-based account, all without her authorization, and that those transactions resulted in excessive tax liabilities to her. She also alleges that the representative failed to reduce the fee being charged to her account despite having agreed to do so.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for RONALD RALPH RITROVATO, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.