RONALD DENNIS ROSENZWEIG is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 20 LINDEN PLACE, RED BANK, NJ, 07701.
RONALD DENNIS ROSENZWEIG has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
RONALD DENNIS ROSENZWEIG has 2 Disclosure Event(s).
Date: March 03, 2003 Category: Customer Dispute Allegations: CLIENTS' REPRESENTATIVE ALLEGED MISREPRESENTATION, UNSUITABLE INVESTMENTS AND BREACH OF FIDUCIARY DUTY -2000-2001. Damage Amount Requested: $50,000.00 Settlement Amount: $14,500.00 Broker Comment: THE CLAIM WAS SETTLED FOR $14,500."DRP FILED SIGNATURE DEFICIENT".
Date: June 10, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT FC FAILED TO FOLLOW INSTRUCTIONS TO CHANGE STOP LOSS PRICE FOR LYCOS SHARES. Damage Amount Requested: $5,000.00 Settlement Amount: $2,500.00 Broker Comment: SETTLED.
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