RONALD GREGORY SMITH is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 1745 SHEA CENTER DRIVE # 400, HIGHLANDS RANCH, CO, 80129.

RONALD GREGORY SMITH has worked at CETERA ADVISORS LLC since April 10, 2006

Disclosure History

RONALD GREGORY SMITH has 1 Disclosure Event(s).

Date: February 11, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

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