RONALD KEITH WILLIAMS

RONALD KEITH WILLIAMS is currently employed as a Broker and/or Investment Adviser at FSC SECURITIES CORPORATION located at 1345 GARNER LANE, SUITE 105, COLUMBIA, SC, 29210.

RONALD KEITH WILLIAMS has worked at FSC SECURITIES CORPORATION since August 20, 2003

Disclosure History

RONALD KEITH WILLIAMS has 1 Disclosure Event(s).

Date: December 17, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THE REPRESENTATIVE FAILED TO INFORM HER THAT SHE WAS ROLLING OVER HER RETIREMENT PLAN ACCOUNT INTO AN ANNUITY WITH DEFERRED SALES CHARGES AND THAT HE NOW WON'T ANSWER HER QUESTIONS.
Damage Amount Requested: $294,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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