RONNIE DEAN SMITHEY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 405 SOUTH MAGNOLIA AVE, EL CAJON, CA, 92020.
RONNIE DEAN SMITHEY has worked at LPL FINANCIAL LLC since September 02, 2005
Disclosure History
RONNIE DEAN SMITHEY has 5 Disclosure Event(s).
Date: January 23, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: January 23, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 20, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: UNABLE TO MEET FINANCIAL OBLIGATION DUE TO MEDICAL ISSUES
Date: September 20, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: UNABLE TO MEET FINANCIAL OBLIGATION DUE TO MEDICAL ISSUES
Date: September 20, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: UNABLE TO MEET FINANCIAL OBLIGATION DUE TO MEDICAL ISSUES
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