RONNIE LEE SOUTH

RONNIE LEE SOUTH is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 9400 TORREY PINES CIRCLE, CHESTERFIELD, VA, 23832.

RONNIE LEE SOUTH has worked at AXA ADVISORS, LLC since August 29, 1996

Disclosure History

RONNIE LEE SOUTH has 1 Disclosure Event(s).

Date: April 29, 2015
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT HE WAS NOT AWARE THAT HIS REPRESENTATIVE PURCHASED AND ALLOCATED HIS FUNDS INTO A VARIABLE ANNUITY. HE IS REQUESTING THAT IT BE LIQUIDATED AND THE SURRENDER CHARGES BE WAIVED.
Settlement Amount: $82,274.90
Broker Comment: THE FIRM AGREED TO SETTLE THE MATTER. LOSS TO FIRM: $82,274.90. RR SOUTH'S ERRORS AND OMISSIONS CARRIER CONTRIBUTED $82,274.90 TO THE SETTLEMENT.

More Information

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