RONY PORAT is currently employed as a Broker and/or Investment Adviser at IDB CAPITAL CORP. located at 511 FIFTH AVENUE, NEW YORK, NY, 10017.

RONY PORAT has worked at IDB CAPITAL CORP. since June 04, 2013

Disclosure History

RONY PORAT has 1 Disclosure Event(s).

Date: September 01, 2015
Category: Customer Dispute
Allegations: Customer alleged transaction was inconsistent with his investment profile.
Damage Amount Requested: $100,000.00
Broker Comment: Under the guidance of the Firm's Chief Compliance Officer, the Firm made the determination that the complaint was without merit. At the time of purchase, a determination was made that the recommendation was consistent with the customer's investment profile. As a result, the complaint was denied without merit.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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