ROSCOE OTIS ORTON is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 859 S YELLOWSTONE STE 2503, REXBURG, ID, 83440.
ROSCOE OTIS ORTON has worked at MML INVESTORS SERVICES, LLC since February 03, 2009
Disclosure History
ROSCOE OTIS ORTON has 1 Disclosure Event(s).
Date: September 26, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE SALE OF A 2008 VARIABLE ANNUITY CONTRACT WAS NOT PROPERLY EXPLAINED TO HIM, THAT THERE WAS A MISUNDERSTANDING REGARDING THE TERMS OF THE CONTRACT AND HE DID NOT ACCEPT THE CONTRACT PENDING CLARIFICATION. AS SUCH, CLIENT IS REQUESTING THE FIRM TO REFUND HIM THE FULL SURRENDER CHARGE. Damage Amount Requested: $7,700.00 Settlement Amount: $7,700.00 Broker Comment: THE FIRM AGREED TO REFUND THE CONTINGENT WITHDRAWAL CHARGE, WHICH WAS DEDUCTED FROM THE CUSTOMER'S ANNUITY CONTRACT. LOSS TO FIRM: $7700.00.
More Information
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