ROSEMARY TERESA SEGURA-DETHOMAS

ROSEMARY TERESA SEGURA-DETHOMAS is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 6100 UPTOWN BLVD NE STE 610, ALBUQUERQUE, NM, 87110.

ROSEMARY TERESA SEGURA-DETHOMAS has worked at CETERA ADVISOR NETWORKS LLC since April 05, 2002

Disclosure History

ROSEMARY TERESA SEGURA-DETHOMAS has 1 Disclosure Event(s).

Date: August 17, 2010
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT IN 1993, THE REP MISLEAD THE CLIENT BY FAILING TO DISCLOSE THE POTENTIAL OF ADDITIONAL FEES OR CHANGES ON A VARIABLE UNIVERSAL LIFE INSURANCE PRODUCT.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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