ROSS MAYER is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 101 FEDERAL STREET, SUITE 800, BOSTON, MA, 02110.
ROSS MAYER has worked at MML INVESTORS SERVICES, LLC since March 01, 1996
Disclosure History
ROSS MAYER has 3 Disclosure Event(s).
Date: September 23, 2011 Category: Customer Dispute Allegations: THE COMPLAINANT ALLEGES THAT IN 2009, THE PRODUCER RECOMMENDED THAT SHE SURRENDER HER VARIABLE UNIVERSAL LIFE INSURANCE POLICY TO PURCHASE A UNIVERSAL LIFE POLICY, WHICH WASN'T SUITABLE FOR HER NEEDS. Broker Comment: INTERNAL CASE #201116052.
Date: July 02, 2011 Category: Customer Dispute Allegations: THE COMPLAINANT IS CONCERNED ABOUT THE INVESTMENTS THAT WERE RECOMMENDED FOR THE CUSTOMER IN 2006. Broker Comment: INTERNAL CASE #201115888
Date: September 13, 2007 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE THE FUNDS PURCHASED WERE MISREPRESENTED RELATIVE TO RETURN ON INVESTMENT AND LIQUIDITY. ALLEGE THIS PRINCIPAL'S FAILURE TO PROPERLY SUPERVISE THE REGISTERED REPRESENTATIVE RELATIVE TO THESE PURCHASES. Damage Amount Requested: $127,301.00
More Information
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