BrokerSearch
ROSS JAMES PATTEN is currently employed as a Broker and/or Investment Adviser at PIPER JAFFRAY & CO. located at 345 PARK AVENUE, SUITE 1200, NEW YORK, NY, 10154.
ROSS JAMES PATTEN has worked at PIPER JAFFRAY & CO. since July 26, 2002
ROSS JAMES PATTEN has 1 Disclosure Event(s).
Date: March 13, 1992All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for ROSS JAMES PATTEN, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.