ROWAN MICHAEL BEACH is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 555 CALIFORNIA STREET, SAN FRANCISCO, CA, 94104.
ROWAN MICHAEL BEACH has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
ROWAN MICHAEL BEACH has 2 Disclosure Event(s).
Date: May 27, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE INVESTMENTS PURCHASED IN HIS ACCOUNT FROM 2000 - 2001 WERE NOT IN ACCORDANCE WITH HIS STATED INVESTMENT OBJECTIVES. Damage Amount Requested: $101,995.00 Broker Comment: CLAIM DENIED.
Date: April 19, 2001 Category: Customer Dispute Allegations: CLIENT COMPLAINED THAT THE MUTUAL FUNDS PURCHASED IN HIS AND HIS WIFE'S IRA ACCOUNTS WERE UNSUITABLE. (MARCH 2000) ALLEGED DAMAGES UNSPECIFIED. Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
More Information
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