ROY WILLIAM FISCHER is currently employed as a Broker and/or Investment Adviser at CUTTER & COMPANY, INC. located at 7751 CARONDELET AVENUE, SUITE 802, ST. LOUIS, MO, 63105.

ROY WILLIAM FISCHER has worked at CUTTER & COMPANY, INC. since April 19, 2006

Disclosure History

ROY WILLIAM FISCHER has 2 Disclosure Event(s).

Date: April 23, 1993
Category: Regulatory

Date: February 28, 1989
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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