ROY C MOON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 30700 Russell Ranch Road, Suite 140, Westlake Village, CA, 91362.
ROY C MOON has worked at LPL FINANCIAL LLC since January 20, 2017
Disclosure History
ROY C MOON has 1 Disclosure Event(s).
Date: December 21, 2009 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: BEFORE I ENTERED THE FINANCIAL SERVICE INDUSTRY, I WAS A PROFESSIONAL GOLFER FOR 4 YEARS. IN THAT TIME I ACCRUED DEBTS ON PERSONAL CREDIT CARDS DUE TO GOLF/BUSINESS EXPENSES OF ROUGHLY $50,000/YEAR. IN DECEMBER OF 2008, I REALIZED PROFESSIONAL GOLF WAS NOT A REALISTIC CAREER MOVING FORWARD AND WAS FORCED TO FILE FOR BANKRUPTCY. THE DEBTS I ACCUMULATED WAS NOT A RESULT OF POOR EXPENSING OR IRRESPONSIBLE SPENDING, THESE WERE LEGITIMATE BUSINESS EXPENSES. THANK YOU FOR YOUR CONSIDERATION.
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