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ROY HOWARD MORRIS is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 5101 S. NEVADA AVENUE, SUITE 200, SIOUX FALLS, SD, 57108-2210.
ROY HOWARD MORRIS has worked at NYLIFE SECURITIES LLC since July 26, 1988
ROY HOWARD MORRIS has 2 Disclosure Event(s).
Date: October 23, 2017All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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