ROY EDWARD SALLEY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 400 FRANK W BURR BLVD. STE 69, TEANECK, NJ, 07666-6841.

ROY EDWARD SALLEY has worked at LPL FINANCIAL LLC since July 08, 2016

Disclosure History

ROY EDWARD SALLEY has 1 Disclosure Event(s).

Date: August 24, 2003
Category: Criminal
Charges: THEFT
Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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