RUSSELL BRIAN BEASLEY is currently employed as a Broker and/or Investment Adviser at CFD INVESTMENTS, INC. located at 1234 East Main St, Lavonia, GA, 30553.
RUSSELL BRIAN BEASLEY has worked at CFD INVESTMENTS, INC. since March 08, 2016
Disclosure History
RUSSELL BRIAN BEASLEY has 3 Disclosure Event(s).
Date: September 23, 2015 Category: Regulatory
Date: February 05, 2015 Category: Employment Separation After Allegations Firm Name: Legend Equities Corporation Termination Type: Discharged Allegations: REGISTERED REPRESENTATIVE ADMITTED TO ALTERING DATES ON CLIENT PAPERWORK. Broker Comment: Form U5 was amended by Legend Equities to reflect a termination after the initial U5 did not contain a DRP record. This is being filed to be consistent with Legend Equity's current U5 filing.
Date: May 04, 2011 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: AS OF 7/19/11, THE DEBTOR WAS GRANTED A DISCHARGE UNDER SECTION 727 OF TITLE 11, UNITED STATES CODE. LEGEND EQUITIES WAS NOTIFIED ON 8/12/11.
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