RUSSELL LIMERICK KINCAID is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 503 BURROUGHS PL STE 101, MORGANTOWN, WV, 26505.
RUSSELL LIMERICK KINCAID has worked at LPL FINANCIAL LLC since April 09, 2010
Disclosure History
RUSSELL LIMERICK KINCAID has 2 Disclosure Event(s).
Date: June 10, 2013 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION OF VARIABLE ANNUITY BY RR, POOR PERFORMANCE AND UNAUTHORIZED TRADING REGARDING STOCKS. Settlement Amount: $6,000.00
Date: March 27, 1995 Category: Customer Dispute Allegations: [CUSTOMER] ALLEGES THAT BECAUSE OF MY ACTIONS SHE SUFFERED ADDITIONAL TAXES OF $34,159.00 FOR TAX YEAR 1989 7A. WHAT IS THE PRODUCT? THERE ISN'T A PRODUCT. Damage Amount Requested: $34,159.00 Settlement Amount: $20,000.00 Broker Comment: THE CASE WAS SETTLED BY PARKER HUNTER FOR $20,000 WITHOUT ADMITTING NEGLIGENCE. NO PART OF THE SETTLEMENT WAS ALLOCATED TO RUSSEL KINCAID. [CUSTOMER] ASKED ME IF I WORKED WITH ROLLOVERS AND SHOWED ME HER CHECK FROM THE MARYLAND STATE RETIREMENT SYSTEM. SHE HAD RETIRED FROM THE PLAN AND WAS INTERESTED IN INVESTMENT ADVICE. SINCE THERE WAS CONCERN OVER WHETHER IT WAS ROLLABLE OR NOT. I SUGGESTED PUTTING IT IN A MONEY MARKET UNTIL THE IRS RULING CAME ONTO HENCE THE PROBLEM. 9A. FIRM AT WHICH THE TRANSACTION TOOK PLACE. PARKER/HUNTER INC.
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