RUSSELL KENNETH KRAMP

RUSSELL KENNETH KRAMP is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 55 WILLIAM STREET, WELLESLEY, MA, 02481.

RUSSELL KENNETH KRAMP has worked at UBS FINANCIAL SERVICES INC. since January 31, 1980

Disclosure History

RUSSELL KENNETH KRAMP has 1 Disclosure Event(s).

Date: July 25, 1996
Category: Customer Dispute
Allegations: CLIENTS ALLEGED THAT THEY HAD TO PAY CAPTIALGAINS TAXES UPON LIQUIDATION OF ANNUITY (7/95) THAT HADAPPRECIATED SUBSTANTIALLY SINCE PURCHASE AND THAT HE SHOULDHAVE GIVEN THEM TAX ADVICE
Settlement Amount: $16,700.00
Broker Comment: PAINE WEBBER SETTLED THE MATTER FOR $16,700.00NOT PROVIDED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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