RUSSELL BRIAN STUMP is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 180 WEST OLENTANGY STREET, SUITE B, POWELL, OH, 43065.
RUSSELL BRIAN STUMP has worked at AXA ADVISORS, LLC since October 03, 2008
Disclosure History
RUSSELL BRIAN STUMP has 2 Disclosure Event(s).
Date: February 15, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGES VARIABLE ANNUITY CONTRACT WAS MISREPRESENTED AS TO HOW IT WOULD BE TRANSFERRED AT ANNUITANT'S DEATH. CLIENT FURTHER ALLEGES THE FUNDS TRANSFERRED WAS LESS THAN HE WAS LED TO BELIEVE IT WOULD BE. CLIENT IS REQUESTING A REVIEW OF THIS MATTER. DAMAGES UNSPECIFIED. Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER COMPLAINT.
Date: October 16, 2006 Category: Customer Dispute Allegations: [FAMILY MEMBER] ALLEDGES FATHER'S VARIABLE ANNUITY'S DEATH BENEFIT WAS LOWER BECAUSE OF AN EXCHANGE THAT OCCURRED IN 2001 UNDER THE COMPANY EXCHANGE PROGRAM THAN IT WOULD HAVE BEEN IF THE EXCHANGE HAD NOT BEEN MADE. Broker Comment: I DENY THE ALLEGATIONS. [CUSTOMER] (THE CUSTOMER) WAS FULLY AWARE OF ALL FACTORS WHEN THE EXCHANGE OCCURRED AND WAS NOT DAMAGED BY THE EXCHANGE. [CUSTOMER'S] SON, [FAMILY MEMBER], HAS LIMITED KNOWLEDGE OF THE FACTS OF THIS CASE. NO SPECIFIC AMOUNT OF DAMAGE WAS GIVEN IN THE COMPLAINT.
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