RUTHANN ELIZABETH HINES

RUTHANN ELIZABETH HINES is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 85 BROAD ST, FL 18, NEW YORK, NY, 10004.

RUTHANN ELIZABETH HINES has worked at PFS INVESTMENTS INC. since November 28, 2013

Disclosure History

RUTHANN ELIZABETH HINES has 2 Disclosure Event(s).

Date: May 05, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $11,105.00
Judgment/Lien Type: Civil
Broker Comment: DUE TO LOSS OF EMPLOYMENT.

Date: June 02, 2004
Category: Judgment / Lien
Judgment/Lien Amount: $386.00
Judgment/Lien Type: Tax
Broker Comment: FINRA DISCLOSURE REVIEW PROJECT

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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