Ruthanne ROSEFSKY Koffman is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 2 COURT ST, BINGHAMTON, NY, 13901.
Ruthanne ROSEFSKY Koffman has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since May 25, 2007
Disclosure History
Ruthanne ROSEFSKY Koffman has 1 Disclosure Event(s).
Date: June 16, 2009 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATION. Damage Amount Requested: $300,000.00 Settlement Amount: $45,000.00 Broker Comment: THE MATTER WAS SETTLED SOLELY FOR BUSINESS REASONS AND TO AVOID THE EXPENSE AND UNCERTAINTY OF ARBITRATION. MS. KOFFMAN DID NOT CONTRIBUTE TO THE SETTLEMENT OF THIS MATTER.
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