RYAN J ALDERFER

RYAN J ALDERFER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 777 108TH AVENUE NE, SUITE 2230, BELLEVUE, WA, 98004.

RYAN J ALDERFER has worked at LPL FINANCIAL LLC since October 20, 2016

Disclosure History

RYAN J ALDERFER has 2 Disclosure Event(s).

Date: October 24, 2016
Category: Customer Dispute
Allegations: CLIENT ALLEGES THE RECOMMENDATION TO PURCHASE THE $50,000 INTO THE FRANKLIN INCOME MUTUAL FUND AND THE $100,000 INTO THE INTEGRITY LIFE INSURANCE ANNUITY IN AUGUST 2016 CONSTITUTED IN POOR ADVICE.
Damage Amount Requested: $10,492.00

Date: July 30, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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