RYAN NEAL BATTIN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 16435 N. Scottsdale Rd, Ste. 210, Scottsdale, AZ, 85254.
RYAN NEAL BATTIN has worked at LPL FINANCIAL LLC since December 16, 2015
Disclosure History
RYAN NEAL BATTIN has 1 Disclosure Event(s).
Date: April 01, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: I LOST MY JOB AT THE END OF 2008 PUTTING MY FAMILY IN A FINANCIAL HARDSHIP. THIS ACTION LED TO THE SHORT SALE OF THIS HOME AND IT IS SATISFIED IN FULL. I BROUGHT THIS TO THE ATTENTION OF MY COMPLIANCE DEPT AT USAA AND I WAS TOLD I DID NOT NEED TO REPORT THIS ON MY U4.
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