RYAN MICHAEL BERTRAND

RYAN MICHAEL BERTRAND is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 80 MORAGA WAY, ORINDA, CA, 94563.

RYAN MICHAEL BERTRAND has worked at WELLS FARGO CLEARING SERVICES, LLC since February 28, 2017

Disclosure History

RYAN MICHAEL BERTRAND has 1 Disclosure Event(s).

Date: September 04, 1996
Category: Criminal
Charges: DOMESTIC VIOLENCE
Disposition: Reduced
Amended Charges: Reduced to Misdemeanor: Inflict Corporal Injury Spouse Cohabitator.
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Convicted

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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