RYAN JAY BROYLES is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 3075 West Ray Road, Suite #133, Chandler, AZ, 85226-2495.
RYAN JAY BROYLES has worked at CHARLES SCHWAB & CO., INC. since July 21, 1998
Disclosure History
RYAN JAY BROYLES has 3 Disclosure Event(s).
Date: September 30, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 30, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: April 10, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING A MUTUAL FUND PURCHASED ON 3/20/07 & 4/19/07. Damage Amount Requested: $22,320.00 Settlement Amount: $22,320.03 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
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