RYAN JAMES ELLIOTT

RYAN JAMES ELLIOTT is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 4580 SUNRISE HWY, STE D, OAKDALE, NY, 11769.

RYAN JAMES ELLIOTT has worked at PFS INVESTMENTS INC. since November 13, 1996

Disclosure History

RYAN JAMES ELLIOTT has 1 Disclosure Event(s).

Date: April 12, 2011
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT I GAVE HIM POOR ADVICE WHEN HE PURCHASED HIS PE IV VARIABLE ANNUITY
Damage Amount Requested: $5,000.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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