RYAN BRUCE FLATEN is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 7740 FRANCE AVE SOUTH, EDINA, MN, 55435.
RYAN BRUCE FLATEN has worked at FIDELITY BROKERAGE SERVICES LLC since June 20, 2016
Disclosure History
RYAN BRUCE FLATEN has 1 Disclosure Event(s).
Date: November 14, 2013 Category: Customer Dispute Allegations: THE CLIENT ALLEGED A REPLACEMENT FROM A RIVERSOURCE RETIREMENT ADVISOR ADVANTAGE PLUS 4 VARIABLE ANNUITY TO A RIVERSOURCE ADVISOR 5 SELECT VARIABLE ANNUITY IN OCTOBER 2012 WAS UNSUITABLE. Damage Amount Requested: $8,779.84 Broker Comment: THE FIRM FOUND THE ADVISOR DID NOT RECOMMEND THE TRANSACTION.
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