RYAN MATTHEW MCKAIN

RYAN MATTHEW MCKAIN is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 200 SOUTH 108TH AVENUE, Omaha, NE, 68154.

RYAN MATTHEW MCKAIN has worked at TD AMERITRADE, INC. since February 22, 2016

Disclosure History

RYAN MATTHEW MCKAIN has 1 Disclosure Event(s).

Date: March 20, 2008
Category: Criminal
Charges: Unlawful Possession with Intent to Distribute a Controlled Substance class 1C
Disposition: Amended
Amended Charges: Unlawful Possession with Intent to Distribute a Controlled Substance Class 2 Felony
Amended Charge Type: FELONY Amended Charge
Amended Charge Disposition: Deferred Adjudication
Broker Comment: I was sentenced to one year of a Court Appointed and Supervised Drug Court Probation Program. I started the program on 09/01/2008 and graduated from the program in 09/23/2009.The Court allowed me to withdraw my plea and the charges were dismissed.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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