RYAN RANDY ROLOFF

RYAN RANDY ROLOFF is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 7780 N FRESNO ST, STE 101, FRESNO, CA, 93720.

RYAN RANDY ROLOFF has worked at CETERA ADVISOR NETWORKS LLC since November 01, 2017

Disclosure History

RYAN RANDY ROLOFF has 2 Disclosure Event(s).

Date: August 29, 2013
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: BANKRUPTCY RESULTING PRIMARILY FROM DROP IN INCOME DUE TO BUSINESS STARTUP COINCIDENT WITH A DIVORCE AND EXCESSIVE ALIMONY/CHILD SUPPORT AGREEMENT AND 50% DROP IN HOME VALUE.

Date: April 04, 2012
Category: Financial
Type: Compromise
Disposition: Discharged
Broker Comment: FROM REPRESENTATIVE: THIS AMOUNT WAS PART OF A FORGIVABLE LOAN/BONUS UPON AGREEING TO WORK FOR BANC OF AMERICA INVESTMENTS. AFTER MERGING WITH MERRILL LYNCH, THE COMPANY NO LONGER RESEMBLED THE COMPANY I HAD AGREED TO WORK FOR. UPON RESIGNATION, THIS BALANCE BECAME DUE AND PAYABLE. UNFORTUNATELY, DUE TO A SIGNIFICANT DROP IN INCOME COINCIDENT WITH A DIVORCE, I WAS UNABLE TO REPAY THIS BALANCE IN FULL, SO I AGREED TO THE COMPROMISE. THE COMPROMISE HAS BEEN DISCHARGED AS PART OF MY BANKRUPTCY FILING ON 8/31/2013.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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